We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.
Join this tight knit team as the Senior Compliance and AML Consultant to lead the way in maintaining, developing, and overseeing compliance practices and procedures for meeting financial services, anti-money laundering, escalations, expectations, and all other regulatory requirements.
This position is part of a wider group role within capital.com and will require the successful candidate to work some global hours.
Responsibilities: Conduct regular reviews of the firm's policies and procedures to ensure they comply with relevant regulationsAssist with the implementation of new compliance processes and proceduresProvide guidance and support to the business on regulatory compliance mattersEnsure that the Company complies with the regulatory requirements through the Compliance and AML Monitoring Program and report any compliance issues or breaches to the Head of Compliance or Senior ManagementAssist with the preparation of regulatory reports and returnsMonitor regulatory developments and advise the business on the impact of any changesAssist with the delivery of compliance training to the businessInvestigate and report on any breaches of regulatory requirementsConduct investigations and reviews of suspicious transactions or other potential compliance issuesAssist with the review and approval of marketing and advertising materialsSupport the compliance team and client-facing teams in responding to client complaintsPerform Client account reviews to identify any suspicious activityAny other duties assigned from time to time by the Company's Head of Compliance/AML or Senior Management Experience/Knowledge/Skills: Bachelor degree in relation to law (preferably)5+ years of practical experience in a similar roleA strong working knowledge of Australian financial services regulations and requirementsFinancial Services experience is required, with experience working within the Australian CFD and margin FX industry being highly desirableStrong problem-solving skills with a demonstrable track record of effectively managing a complex range of stakeholdersAbility to be a self-starter and proven demonstration of having a hands-on approachHighly articulate communication skills both written and oralTeam management experienceFull eligibility to work in Australia What you will get: Competitive SalaryInternational Team CollaborationState-of-the-art EquipmentGenerous Annual Leave PolicyEmployee Referral ProgramComprehensive Private Medical InsuranceAnnual Global Performance Review CycleExciting social events
Be a key player at the forefront of the digital assets movement, propelling your career to new heights!
Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.
Work alongside one of the most brilliant teams in the industry. #J-18808-Ljbffr