Head Of Risk & Compliance

Compliance & Risk (Banking & Financial Services)Overview:Our client seeks a Head of Risk & Compliance to lead risk, compliance, and regulatory management. The role involves working closely with a high-performing legal team and oversight of all risk management, regulatory matters, and management and monitoring of their Australian Financial Services Licence (AFSL).Key Responsibilities:Oversee all risk, compliance, and regulatory affairs, ensuring adherence to AFSL conditions and engagement with regulators as needed.Maintain and update risk, compliance, and regulatory documentation and manage the risk and compliance committee meetings.Serve as Company Secretary for AFSL licensee meetings, and liaise with authorities like ASIC, APRA, AUSTRAC, and OAIC.Act as Compliance Officer, Privacy Officer, and AML/CTF Officer, and conduct regular staff training on risk and regulatory topics.Oversee whistleblower arrangements, manage conflicts of interest, and ensure accurate reporting for ESG and UNPRI requirements.Accountabilities:Manage the Risk Management Framework and risk registers.Ensure compliance with AFSL obligations and organizational competence, training staff on breach reporting obligations.Keep regulatory documents updated and lead committee meetings, providing comprehensive agendas and minutes.Qualifications & Skills:Bachelor's degree in law, finance, or economics with 8-10 years of industry experience within a leading bank or investment/private credit providerExperience within alternative investments and complex credit are essentialExpertise in regulatory frameworks, strong analytical skills, professional communication, and problem-solving abilities.Strong business acumen, collaborative teamwork skills, and self-motivation.
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