Head Of Risk And Compliance

Compliance & Risk (Banking & Financial Services)Overview:Our client seeks a Head of Risk & Compliance to lead risk, compliance, and regulatory management. The role, working closely with a high performing legal team, involves oversight of all risk management, regulatory matters, and management.Key Responsibilities:Oversee all risk, compliance, and regulatory affairs.Maintain and update risk, compliance, and regulatory documentation and manage the risk and compliance committee meetings.Act as Compliance Officer, Privacy Officer, and AML/CTF Officer, and conduct regular staff training on risk and regulatory topics.Oversee whistleblower arrangements, manage conflicts of interest, and ensure accurate reporting for ESG and UNPRI requirements.Accountabilities:Manage the Risk Management Framework and risk registers.Ensure compliance with prudential obligations and organizational competence, training staff on breach reporting obligations.Keep regulatory documents updated and lead committee meetings, providing comprehensive agendas and minutes.Qualifications & Skills:Bachelor's degree in law, finance, or economics with 8-10 years of industry experience within a leading insurer/bank or investment/private credit provider.Expertise in regulatory frameworks, strong analytical skills, professional communication, and problem-solving abilities.Strong business acumen, collaborative teamwork skills, and self-motivation.
#J-18808-Ljbffr