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Compliance Officer

Details of the offer

You will be joining a global alternative asset manager as a Compliance Officer within an established team based in Sydney.About the RoleResponsibilities include:Leading the management of the Group's AML/CTF Program.Overseeing the Group's Training Program, ensuring effective management.Providing guidance and leadership to offshore teams responsible for core compliance and administrative tasks.Collaborating with various stakeholders, offering advice on regulatory matters relevant to the business.Addressing compliance-related queries from stakeholders.Reporting periodically to the Board and Compliance Committee.Managing regulatory inquiries, submissions, and drafting appropriate responses.Contributing to license applications and other regulatory accreditation processes.Reviewing and updating compliance policies and procedures.Supervising the implementation and improvement of compliance-related processes and procedures.Overseeing internal audits and compliance monitoring activities.Maintaining and updating compliance registers.Keeping up-to-date with regulatory developments and changes in the regulatory landscape.Participating in working groups and providing compliance input to strategic initiatives.Assisting in the development and revision of Compliance Manuals & Policies, monitoring regulatory changes, and ensuring staff are properly trained.Performing other compliance, advisory, and administrative duties as needed.About YouYou have:2+ years in compliance or risk consulting, within financial services.Strong experience with AML/CTF obligations is essential.Excellent written and oral communications skills.Ability to deal with stakeholders at all levels.Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
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Nominal Salary: To be agreed

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