The Role:Reporting directly into the Chief Compliance Officer, this role will see you elevate your Compliance & Legal career with a thriving bank that has an extensive international network of across 12 countries. This critical role is to be the primal assistant to the Chief Compliance Officer in managing all duties for the Compliance & Legal department.Responsibilities:Timely AML / CTF & Sanctions screening and reporting duties, including transaction monitoringReview and approve corporate client onboarding and perform periodic review (KYC)Maintain and administer CDD records and metricsMaintain the Compliance & Legal RegisterReview and update policies & procedures that support the compliance frameworkFacilitate ongoing compliance training to all bank employeesDraft and vet contracts with third party legal and counterpartiesSupport with legal search and provide updates about regulatory changes to the Senior ManagementTranslate compliance documents and reports for the Head OfficeKnowledge, Skills and Experience:Tertiary degree in Finance, Business and/or LawBasic knowledge of Prudential Standards, ASIC Guidelines and AMLCTF requirementsGood understanding of Australian financial markets and basic licensing obligations (banking & AFSL license) is desirableHighly motivated, capable of multi-tasking, and willingness to learn and develop within the roleGood time management skills with the ability to prioritise tasks in order of urgencyKnowledge of Chinese regulations and financial services laws is highly desirableAbility to speak / type / read ChineseFor further information on this role or to confidentially apply, please send an up to date CV to ****** contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.The Role:This role is to collaborate with the Executive Manager in providing support to the 2nd Line Business Banking Team with reporting for risk committees. Your Responsibilities: Primarily pr...We're working with a few global banks in recruiting for their Line 2 regulatory compliance team. The role is broad and autonomos, working with a team of experienced compliance and/or legal professi...The Role: My Client is a leading boutique bank and we are looking for a Compliance VP / SVP for the Singapore office. You will be spearheading all Private Banking and Wealth Compliance related work...The Role: My Client is a leading Bank and we are looking for a Head of Compliance to be based in Singapore. This is a regional role with direct visibility to the CEO, and you will be given the oppo...The Role: My Client is a leading Digital Bank and we are looking for a Compliance Advisory professional to join the team in Singapore. Being the pioneer of the Digital Banking scene in Singapore, y...Role Summary: We are looking for an experienced Audit, Compliance or Risk Assurance professional who fancy a promising career with leading Australian financial institutions, in a 2nd LoD Risk & Com... Role Summary: We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident...Exciting Credit Analyst opportunity with a regional bank! Focused in commercial and corporate banking clients across diversified industries. You will prepare and review credit applications, financi... Role Summary: We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compl...The Role: Our client, a systems integrator (SI) operating well across public and private sectors, is looking for a Legal Counsel to join their team. In this role, you will be drafting, reviewing, a...Role Summary: We would like to speak to technically sound Audit, Compliance or Risk Assurance professionals with exposure to Financial Markets & Treasury functions. A few promising opportunities ha...The Role: Our client, is a leading Financial Services Firm dedicated to providing innovative solutions within broker dealer space and they are looking for a Legal Counsel to join their team. In thi...
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