Senior Compliance Manager - Compliance Monitoring Who we are
At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.
We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees to take part in various public welfare activities. With more than 4,000 employees around the world, we believe embracing diversity and inclusion will spark the creation of long-term value for the industry. Come and build the future with us now!
About the Opportunity: OKX is seeking a Senior Compliance Manager, Compliance Monitoring to join the Australia Compliance team based in Sydney. In this newly created role, you will be focused on developing and maintaining a comprehensive monitoring plan for the early detection and mitigation of regulatory, operational and reputational risks.
What you will be doing: Develop and execute a risk-based compliance monitoring plan to assess the effectiveness of internal controls and adherence to regulatory requirements.
Proactively identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to address the risks and weaknesses identified, working to mitigate risk.
Evaluate the adequacy and effectiveness of the company's compliance policies, procedures, and internal controls.
Conduct regular compliance reviews and assessments to identify potential compliance issues and gaps
Prepare and present comprehensive reports on compliance monitoring observations.
Create effective action plans and ensure the implementation of recommendations.
Provide compliance management information with appropriate analysis to evidence the monitoring approach to senior management including the preparation of Board and committee reports to ensure management are up-to-date and are aware of key issues.
What we are looking for in you: Bachelor's degree in Business, Finance, Law, or a related field.
At least 5 years in a compliance advisory role (e.g. AFSL, AML/CTF) within financial services.
Recent experience in compliance monitoring and testing.
Knowledge and understanding of regulatory frameworks, compliance policies, practices and controls.
Strong analytical skills with the ability to identify compliance risks and gaps, and recommend appropriate compliance controls.
Detail-oriented mindset with a focus on accuracy and precision.
A good understanding of KYC requirements, risk assessments, and/or data analysis will be an added advantage.
Interest in crypto and/or blockchain technology.
OKX is an equal employment opportunity employer, and encourages all people from all diverse backgrounds to apply.
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