Job Description
About the role:
We currently have an exciting opportunity for a Senior Analyst. Compliance to join the Compliance team at QIC, the Compliance team is responsible for overseeing and managing compliance arrangements to ensure that QIC effectively manages its regulatory and compliance risks, including those relating to conflicts of interest.
This opportunity seeks an individual with expertise in overseeing regulatory and compliance risks to support QIC in enhancing our current regulatory and compliance frameworks and procedures. The key responsibilities of this role include:
Oversight of regulatory and compliance risks and issues impacting QIC, including information barrier protocols. Evaluation and endorsement of personal Conflict of Interest Notification submissions, encompassing gift and entertainment, and personal investment approval requests, through a comprehensive understanding of proprietary conflicts of interest management systems. Contribution to monitoring and testing initiatives within the Compliance team. Provision of proactive and trusted advice to internal stakeholders across local and international offices to ensure regulatory and compliance related risks are well understood and managed.
About you:
To be successful in this role, you will have previous regulatory/compliance experience within the investment management or broader financial services industry.
You will be degree qualified, preferably in Law, Business, Commerce or Economics.
Your previous, demonstrated experience will be highly regarded spanning across key areas such as:
Strong knowledge of current and emerging regulations, risk and compliance frameworks relevant to the investment management industry, particularly those relating to conflicts of interest and information barriers. Strong analytical skills with the ability to identify, analyse and proactively resolve problems that impact QIC's risk and compliance obligations. Capability to translate legal and regulatory requirements into efficient business processes. Strong communication skills and an ability to simplify complex concepts. Fostering a culture high collaboration, innovation and execution of excellence. About Us About QIC:
As one of Australia's leading institutional investment managers with more than A$100billion in assets under management, we have a presence across four continents, seven offices and assets across global markets.
At QIC, we believe in shared value - where delivering strong investment returns can go hand in hand with doing good for our clients, people and the planet. If we invest well, we will all do better together.
Life at QIC :
We know that our people perform at their best when they feel a sense of belonging and are encouraged to bring their authentic selves to work every day. We provide a supportive work environment where everyone can thrive and feel valued for their meaningful contribution in delivering for the prosperity of our clients, people and communities.
Joining QIC, you can contribute to our employee led networks that champion our diversity, equity and inclusion strategy, which consists of five key pillars: Gender Equality, LGBTQ+, Accessibility, Cultural & Linguistic Diversity, and First Nations People.
Other reasons to join us:
Flexibility and hybrid options encouraged - certified Family Inclusive Workplace Recharge leave - additional 3 days leave per year Annual fitness/home office reimbursement Ability to swap public holidays for those of personal, cultural or religious significance 26 weeks gender-neutral paid parental leave Financial study assistance and study leave Community leave for supporting the causes you love Development opportunities to extend, expand and enhance your growth
At QIC, we welcome and encourage applications from Aboriginal and Torres Strait Islander people, the LGBTQI+ community, people with disabilities and people from all cultural backgrounds. We have an equitable, barrier-free application process so please inform us of your accessibility requirements in your application or you can reach out to our Talent Team on 07 3020 7000. Boost your career Find thousands of job opportunities by signing up to eFinancialCareers today.
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