Regulatory Compliance Officer

Details of the offer

Compliance & Risk (Banking & Financial Services) Full time We are looking for a regulatory compliance professional to join this growing risk and compliance team.
This is a newly created role . You will be assisting in the identification, reporting, and embedding of conduct and customer risk into the business, including misleading and deceptive conduct, customer advocacy, competitive conduct, inappropriate marketing, and conflicts of interest.
The organisation is going through significant growth, and this role would suit a driven, curious, and ambitious candidate looking to learn and progress their career.
Some of your responsibilities will include: Assisting in the development, implementation, and maintenance of the conduct risk management framework Overseeing the identification and management of conduct risk and regulatory compliance matters Developing tracking and monitoring of conduct and risk culture commitments Providing advice to the business to ensure understanding and effective management of conduct risk matters Analysing and processing data to provide relevant insights and trends Preparing risk reports for the executive team and the board Preparing education and awareness for conduct and customer risk The ideal candidate will have: Circa 3-5 years regulatory compliance experience Background in financial services or risk and compliance consulting is ideal Experience working in a second line role, compliance monitoring or oversight, framework building, or implementation will be beneficial Excellent communication skills with the ability to engage with and build relationships within the business Hands-on, proactive, and adaptable, with the ability to work in a changing environment If this is of interest to you, please send your CV to Jerin Chowdhury at PX Resources at or apply directly via the APPLY button.#J-18808-Ljbffr


Nominal Salary: To be agreed

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