Regulatory Compliance Manager - International Bank We're working with a few global banks in recruiting for their Line 2 regulatory compliance team. The role is broad and autonomos, working with a team of experienced compliance and/or legal professionals.
Role Responsibilities:
Be the driver and key contributor in advising and managing regulatory changes such as FATCA, CRS, BCOP to the Bank's AU & NZ operations
Review Compliance Manual, Policies & Procedures and other documents to meet the latest industry codes and regulatory requirements
Handle enquiries from regulators, government authorities, industry bodies or auditors
Provide training to promote awareness of compliance risk and regulatory issues to internal teams
Manage and investigate customer complaints
Assist with developing and implementing the controls monitoring program to ensure adequate internal controls are in place
Prepare and lodge regulatory reports, notices and returns; assist with internal, external and regulatory audits where necessary
Ad hoc duties as directed from the management
Skill Requirements:
5+ years of Australian compliance experience gained preferably through Banking, Regulatory Bodies or Consulting Firms
Basic knowledge of Corporate Banking regulations (ASIC, FATCA, CRS, BCoP, AFCA etc.), operations and products
Hands-on experience in designing and performing compliance monitoring and testing is highly favourable
Any internal / external audit experience is a plus
Tertiary degree qualified; legal qualification is a plus
Motivated and self-organised, who can effectively manage multiple deadlines
Ability to speak / write Chinese is highly desirable
For further information on this role or to confidentially apply, please send an up to date CV to ****** or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button . Only WORD FORMAT resumes will be accepted.
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