Compliance & Risk (Banking & Financial Services)Full timeUp to $115k package (based on experience)About the Company:Our client is an industry leading fund manager that manages wholesale funds and trusts for institutional and high net worth clients and retail clients. They are 100% employee owned and have a strong track record of delivering exceptional returns.About the Role:Reporting to the Head of Risk and Compliance, this is a broad role that will provide immense learning and development in a well-experienced team. This is an opportunity to work closely with the Head of Compliance and other stakeholders in a collaborative, supportive and high-performing environment.Key Responsibilities:Supporting the risk and compliance team with implementation and maintenance of the risk and compliance framework;Monitoring investment compliance to ensure adherence to all relevant regulations, internal policies, and procedures;Proactively prepare and deliver regular risk and compliance reports to assist in preparation and presentation of compliance documentation for senior management as required;Actively monitoring regulatory changes and assisting in the development and implementation of action plans to ensure compliance within the organisation;Assist in preparing responses to audit findings and other proposals;Support the management of compliance registers, including breaches, incidents, trade errors, conflicts of interest, personal account trading, and restricted companies;Respond to internal AML queries, conduct monthly AML/KYC reviews, and support periodic AML audits.Technical Skills & Qualifications required include:Tertiary qualifications in Commerce, Finance, Economics, Law, or a similar discipline;2+ years' experience in risk and compliance positions- within funds management, Big4 audit/consulting or other financial services industries;Paralegal or legal clerical work experience is highly desired;Knowledge of financial markets and an interest in the investment management industry;A deep knowledge of governance, risk and compliance controls and frameworks;Knowledge of the Australian regulatory landscape APRA, ASIC, AUSTRAC;Strong ability to multitask and work to a deadline as a highly motivated professional with a strong work ethic;Possess exceptional verbal/written communication skills;This is a highly sought-after opportunity for a Risk and Compliance professional to support a highly regarded funds management organisation while gaining deep exposure to a broad range of funds management risk and compliance tasks.If you are interested in learning more about this position, please contact James Brislin on 0423 356 100 | ****** or Amanda Chisholm on ****** or apply via the attached link.Kaizen Recruitment is the exclusive recruitment partner for this position and all applications will be reviewed and assessed directly by Kaizen Recruitment.
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