Career Opportunities: Compliance Analyst (30169)Requisition ID 30169 - Posted - Sydney - Janus HendersonA career at Janus Henderson is more than a job, it's about investing in a brighter future together.Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service.Your opportunityThe Asia Pacific Risk & Compliance department works closely with the Global Risk and Compliance functional teams based in London and Denver. In addition to participating in global and regional compliance initiatives and processes, you will:Develop and maintain Australian Risk and Compliance policies as required to supplement global policies.Establish and implement local compliance monitoring programs to meet Australian regulatory and business conduct requirements.Stay up to date with regulatory developments in Australia and ensure implementation of regulatory changes by the business and in conjunction with the global Regulatory Development team (where applicable).Execute the local financial crime framework in accordance with Australian regulations in conjunction with the central Financial Crime Compliance team based in London.Assess and mitigate compliance and operational risks associated with new product launches and product changes.Administer Group Compliance policies such as Personal Account Dealing and Gifts and Entertainment policies.Ensure there are robust processes in place for compliance sign-off of marketing materials, due diligence questionnaires and presentations.Review compliance breaches and risk events to ensure they are appropriately remediated, reported and preventative actions are implemented in conjunction with the Operational Risk team.Establish and maintain good working relationship with auditors and local regulators and act as liaison personnel on compliance, regulatory and audit matters.Coordinate company secretarial activities in relation to the Australian entities including to prepare and deliver compliance reporting for local board and committees.Assist to prepare and deliver compliance training for staff in Australia.Collaboration and co-operation with colleagues in Asia, Denver and London.Your role may require you to interact with other JHI offices, employees and third parties based in different time zones, outside of core business hours, such as the UK, USA and Asia.Carry out additional duties as assigned.Must have skills3 to 5 years of compliance experience preferably within the fund management industry (other relevant financial and audit experience may be considered).Good understanding of Australian Corporations Law, ASIC licensing and regulatory requirements for funds management.Strong Excel, Word and PowerPoint skills.Excellent communication skills (both written and verbal), organizational and time management skills.Ability to deal with business units across timezones and regions.Compliance requirementsYou will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.At Janus Henderson Investors we're committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from all backgrounds.
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