Job Title
Compliance Associate Job Description
This is a commercially focused, forward-looking Compliance role, in which you will be accountable, responsible and empowered to drive sustainable revenue at IG by providing the business with robust compliance assurance and advisory services.
Your role in the Team
Compliance has never been so important or close to the commercial success of IG.
You will be an integral part of the Australian Compliance team, supporting regulatory compliance across the business.
What you'll do
Compliance advisory: you will provide regulatory and conduct advice to the business, helping to ensure that commercial objectives and day-to-day business activities are carried out in a compliant manner.
Compliance operations: you will be involved in operational processes run by Compliance or where Compliance plays a direct role in the approval process for core business activities, including complaint escalations, new client account onboarding escalations, review of marketing material, review and submission of suspicious transactions to the regulator, review and refreshing of Compliance policies, assessment of operational risk events and operating the regulatory training program.
Compliance Assurance: you will monitor the first line's activities to provide senior management comfort on the effectiveness of the regulatory and conduct controls in accordance with the Compliance Monitoring Program.
Regulatory change: you will assist with the implementation of processes and policies to comply with regulatory change.
Who we're looking for?
You're curious about the client experience, technology, and fintech regulation.
You're a confident, creative thinker with a knack for innovating.
What you'll need for this role
Problem-solving abilities - capability to identify issues, investigate them and develop effective solutions.
Attention to detail - meticulous in reviewing documents, records, and processes to ensure accuracy.
Ethical judgement - a high level of integrity and ethical standards.
Analytical skills - ability to analyse complex issues and assess risk.
Excellent communication skills – ability to communicate effectively with both technical and non-technical colleagues.
Self-motivation and organization – ability to manage your own time and task list effectively.
Learning agility - willingness to quickly learn new regulations, policies, and compliance procedures.
Basic regulatory knowledge - understanding of the financial services regulatory framework in Australia.
Interest in financial markets - an interest in trading, investing or financial markets.
How you'll grow
When you join IG Group, we want you to have a career.
We'll support you all the way with internal and external learning opportunities.
The perks
Performance based incentives Flexible working hours and work-from-home opportunities Company contributions to insurance and medical plans Career-focused technical and leadership training Contribution to gym memberships and more Option to participate and create ESG initiatives 2 additional days off a year for voluntary work 1 additional day off to celebrate your Birthday A state-of-the-art office with breakfast bar and more
Where you'll work
We follow a hybrid working model; you'll be welcomed into a diverse and inclusive workforce.
Apply now
Number of openings
1 #J-18808-Ljbffr
