Regulatory Compliance Manager - International Bank
We're working with a few global banks in recruiting for their Line 2 regulatory compliance team.
The role is broad and autonomous, working with a team of experienced compliance and/or legal professionals.
Role Responsibilities:
Be the driver and key contributor in advising and managing regulatory changes such as FATCA, CRS, BCOP to the Bank's AU & NZ operations.
Review Compliance Manual, Policies & Procedures and other documents to meet the latest industry codes and regulatory requirements.
Handle enquiries from regulators, government authorities, industry bodies or auditors.
Provide training to promote awareness of compliance risk and regulatory issues to internal teams.
Manage and investigate customer complaints.
Assist with developing and implementing the controls monitoring program to ensure adequate internal controls are in place.
Prepare and lodge regulatory reports, notices and returns; assist with internal, external and regulatory audits where necessary.
Ad hoc duties as directed from the management.
Skill Requirements:
5+ years of Australian compliance experience gained preferably through Banking, Regulatory Bodies or Consulting Firms.
Basic knowledge of Corporate Banking regulations (ASIC, FATCA, CRS, BCoP, AFCA etc.
), operations and products.
Hands-on experience in designing and performing compliance monitoring and testing is highly favourable.
Any internal/external audit experience is a plus.
Tertiary degree qualified; legal qualification is a plus.
Motivated and self-organised, who can effectively manage multiple deadlines.
Ability to speak/write Chinese is highly desirable.
For further information on this role or to confidentially apply, please send an up-to-date CV to or contact Eugena Gong on 02 8227 9200.
Only WORD FORMAT resumes will be accepted.
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