Investment Compliance Analyst
Your new company
This company are a very well respected, foreign bank based in Sydney. They offer a dynamic, thriving and flexible working culture.
Your new role
The Investment Compliance Analyst role sits within the Performance & Compliance Client Delivery team. The role performs day to day monitoring of rules within client IMA, assisting in the day-to-day investment process.
Investment compliance monitoring services
Act as a contact point in the event of client and/or investment manager queries and requests
Assist clients with related monitoring activities such as Substantial Shareholder, Exposure and derivatives monitoring
Involved in all aspects of IMA monitoring to ensure a quality-service delivery experience by responding to client queries, resolving issues and participating in client service meetings and reviews.
Interpret investment mandate agreements into investment rules and set up these corresponding rules
Investigate breaches of mandate restrictions, identify critical factors and communicate this with both investment manager and client
Ensure appropriate procedures, risk and control guidelines are maintained and adhered to, and identify, update and maintain gaps in controls and procedures.
Maintenance and requests to ensure complete reporting, such as adding rules, portfolios, benchmarks, and custom reporting as needed.
What you'll need to succeed
Tertiary qualifications in a relevant discipline e.g. Commerce, law, accounting or similar
2 years + experience in experience in Investment Compliance
Understanding of financial markets, including all instrument types and derivatives
Desirable but not essential: VBA, SQL, Datastream, Bloomberg
Client focus - delivers consistently a high standard of client service
What you'll get in return
Global bank offering a permanent role in Investment Compliance based in Sydney CBD
What you need to do now
Please apply now online or email your CV directly to ********** to be considered.
LHS 297508